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It is open to you to contact the Securities Commission if you have a complaint about a financial adviser or a broker. If you wish to draw a complaint about a Financial Adviser, please see Making a Complaint under the Financial Advisers Act. The Commission will investigate complaints if it considers they are sufficiently serious and may refer complaints about Authorised Financial Advisers to the Disciplinary Committee.

For more information go to the Securities Commission website:
http://www.sec-com.govt.nz/far/faq.shtml#sec-3